Securities Litigation



From securities fraud class actions to shareholder litigation, our securities litigation attorneys are experienced in complex, highly-sensitive cases. Other areas of securities litigation include: class action securities litigation, investor lawsuits, breach of fiduciary duty, IPO disputes, and mediation.

Our securities attorneys now offer clients hands-on, highly-focused attention in a boutique firm.

Los Angeles Securities Litigation attorneys sitting around a conference table in a meeting
Client signing Securities Litigation documents at a Los Angeles attorney's office
  • Won summary judgment defeating all claims brought by the United States Securities & Exchange Commission in an enforcement action.
  • Won motion to dismiss securities litigation complaint against Big Four accounting firm which was affirmed on appeal
  • Obtained dismissal of Section 14(a) proxy claims, breach of fiduciary duty and aiding and abetting breach of fiduciary duty claims in class action lawsuits in the Southern District of New York on behalf of off-shore financial firm and its former CEO
  • Brokered a confidential settlement between and investment and its client and a second investment bank arising from an IPO.

Los Angeles Office

11601 Wilshire Blvd #2080
Los Angeles, CA 90025

About Us

Brown Neri Smith & Khan

Brown Neri Smith Khan, LLP are business litigation attorneys in Los Angeles, CA. Serving a wide range of practice areas and industries around the world, we offer the experience of big firm litigators with boutique service and attention.

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